Hsiao D. Lieu - Aug 11, 2021 Form 4 Insider Report for NGM BIOPHARMACEUTICALS INC (NGM)

Signature
/s/ Valerie Pierce, Attorney-in-fact
Stock symbol
NGM
Transactions as of
Aug 11, 2021
Transactions value $
-$143,454
Form type
4
Date filed
8/13/2021, 04:27 PM
Next filing
Oct 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NGM Common Stock Sale -$51.9K -2.26K -100% $23.00* 0 Aug 11, 2021 Direct F1
transaction NGM Common Stock Options Exercise $96.5K +8K $12.06* 8K Aug 12, 2021 Direct
transaction NGM Common Stock Sale -$188K -8K -100% $23.50* 0 Aug 12, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NGM Stock Option (Right to Buy) Options Exercise $0 -8K -4% $0.00 192K Aug 12, 2021 Common Stock 8K $12.06 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 183 and 1,893 shares purchased through the Issuer's employee stock purchase plan on 11/13/2020 and 5/14/2021, respectively.
F2 The shares subject to the stock option vest over a four-year period measured from the grant date, with 1/4th vesting on the first anniversary of the grant date and the remainder vesting in 36 equal monthly installments thereafter.