Patrick F. Williams - 10 Aug 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role: Chief Financial Officer
Signature: /s/ Samuel Gesten as attorney-in-fact for Patrick F. Williams
Issuer symbol: STAA
Transactions as of: 10 Aug 2021
Net transactions value: -$351,450
Form type: 4
Filing time: 12 Aug 2021, 16:22:38 UTC
Next filing: 17 Sep 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	STAA	Common Stock	Options Exercise	$0	+5,121	+18%	$0.000000	33,240	10 Aug 2021	Direct
transaction	STAA	Common Stock	Sale	$351,450	-2,500	-7.5%	$140.58	30,740	11 Aug 2021	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.41 to $142.16, inclusive.

Remarks:

This filing reflects (1) the vesting of performance-based restricted stock awarded to Mr. Williams on August 10, 2020, with achievement based on the Corporation's satisfaction of pre-established financial metrics; generating $200M in revenue, calculated on a trailing 12-month basis and the passage of at least 12 months from the date of grant; and (2) the sale by Mr. Williams of Common Stock of the Company pursuant to instructions contained in a pre-established Rule 10b5-1 plan.