Lou Silverman - Aug 10, 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
Director
Signature
/s/ Samuel Gesten as attorney-in-fact for Louis Silverman
Stock symbol
STAA
Transactions as of
Aug 10, 2021
Transactions value $
-$4,083,361
Form type
4
Date filed
8/12/2021, 04:21 PM
Previous filing
Jun 25, 2021
Next filing
Dec 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Options Exercise $93.1K +10K +342% $9.31 12.9K Aug 10, 2021 Direct
transaction STAA Common Stock Sale -$1.46M -10K -77.38% $145.57 2.92K Aug 10, 2021 Direct F1
transaction STAA Common Stock Options Exercise $83.5K +10K +342% $8.35 12.9K Aug 10, 2021 Direct
transaction STAA Common Stock Sale -$1.46M -10K -77.38% $145.56 2.92K Aug 10, 2021 Direct F2
transaction STAA Common Stock Options Exercise $95.2K +9.92K +339.3% $9.60 12.8K Aug 10, 2021 Direct
transaction STAA Common Stock Sale -$1.44M -9.92K -77.24% $145.54 2.92K Aug 10, 2021 Direct F3
holding STAA Common Stock 1.5K Aug 10, 2021 By Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Common Stock Options Options Exercise $0 -10K -100% $0.00* 0 Aug 10, 2021 Common Stock 10K $9.31 Direct
transaction STAA Common Stock Options Options Exercise $0 -10K -100% $0.00* 0 Aug 10, 2021 Common Stock 10K $8.35 Direct
transaction STAA Common Stock Options Options Exercise $0 -9.92K -100% $0.00* 0 Aug 10, 2021 Common Stock 9.92K $9.60 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.96 to $153.68, inclusive.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.98 to $153.68, inclusive.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.00 to $153.68, inclusive.

Remarks:

This Form 4 reflects a sale by Mr. Silverman of Common Stock of the Company pursuant to instructions contained in a pre-established Rule 10b5-1 plan.