LOU SILVERMAN - 10 Aug 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
Director
Signature
/s/ Samuel Gesten as attorney-in-fact for Louis Silverman
Issuer symbol
STAA
Transactions as of
10 Aug 2021
Net transactions value
-$4,083,361
Form type
4
Filing time
12 Aug 2021, 16:21:32 UTC
Previous filing
25 Jun 2021
Next filing
09 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Options Exercise $93,100 +10,000 +342% $9.31 12,924 10 Aug 2021 Direct
transaction STAA Common Stock Sale $1,455,700 -10,000 -77% $145.57 2,924 10 Aug 2021 Direct F1
transaction STAA Common Stock Options Exercise $83,500 +10,000 +342% $8.35 12,924 10 Aug 2021 Direct
transaction STAA Common Stock Sale $1,455,600 -10,000 -77% $145.56 2,924 10 Aug 2021 Direct F2
transaction STAA Common Stock Options Exercise $95,242 +9,921 +339% $9.60 12,845 10 Aug 2021 Direct
transaction STAA Common Stock Sale $1,443,902 -9,921 -77% $145.54 2,924 10 Aug 2021 Direct F3
holding STAA Common Stock 1,500 10 Aug 2021 By Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Common Stock Options Options Exercise $0 -10,000 -100% $0.000000* 0 10 Aug 2021 Common Stock 10,000 $9.31 Direct
transaction STAA Common Stock Options Options Exercise $0 -10,000 -100% $0.000000* 0 10 Aug 2021 Common Stock 10,000 $8.35 Direct
transaction STAA Common Stock Options Options Exercise $0 -9,921 -100% $0.000000* 0 10 Aug 2021 Common Stock 9,921 $9.60 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.96 to $153.68, inclusive.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.98 to $153.68, inclusive.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.00 to $153.68, inclusive.

Remarks:

This Form 4 reflects a sale by Mr. Silverman of Common Stock of the Company pursuant to instructions contained in a pre-established Rule 10b5-1 plan.