Timothy P. Glenn - 09 Aug 2021 Form 4 Insider Report for Corteva, Inc. (CTVA)

Role
EVP, Chief Commercial Officer
Signature
/s/Abigail Jarrell, by power-of-attorney
Issuer symbol
CTVA
Transactions as of
09 Aug 2021
Net transactions value
-$102,777
Form type
4
Filing time
11 Aug 2021, 16:31:36 UTC
Next filing
07 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTVA Common Stock Options Exercise $577,044 +17,832 +27% $32.36 84,939 09 Aug 2021 Direct F1, F2
transaction CTVA Common Stock Tax liability $577,083 -12,807 -15% $45.06 72,132 09 Aug 2021 Direct F3
transaction CTVA Common Stock Tax liability $102,737 -2,280 -3.2% $45.06 69,852 09 Aug 2021 Direct F4, F5
holding CTVA Common Stock 14,333 09 Aug 2021 Held in 401(k) plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CTVA Non-Qualified Stock Options Options Exercise $0 -17,832 -100% $0.000000* 0 09 Aug 2021 Common Stock 17,832 $32.36 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes acquisition of shares pursuant to dividend reinvestment.
F2 Includes 332.3363 shares purchased under the Issuer's Employee Stock Purchase Plan (ESPP) in exempt transaction under Rule 16b-3(c).
F3 Represents the number of long shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule 16b-3.
F4 Represents the number of shares withheld in accordance with Rule 16b-3 to cover applicable taxes due on the options exercised.
F5 Shares received via the exercise were held by the executive towards the continued achievement of the Company's stock ownership guidelines.
F6 This option is fully vested and exercisable.