Richard Chen - 06 Aug 2021 Form 4 Insider Report for Personalis, Inc. (PSNL)

Role
Chief Scientific Officer
Signature
/s/ Aaron Tachibana, Attorney-in-Fact
Issuer symbol
PSNL
Transactions as of
06 Aug 2021
Net transactions value
-$423,777
Form type
4
Filing time
10 Aug 2021, 17:19:30 UTC
Previous filing
29 Jul 2021
Next filing
07 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PSNL Common Stock Options Exercise $0 +15,564 +18% $0.000000 102,413 06 Aug 2021 Direct F1
transaction PSNL Common Stock Options Exercise $329,646 -15,564 -15% $21.18* 86,849 06 Aug 2021 Direct F2, F3
transaction PSNL Common Stock Sale $94,132 -4,436 -5.1% $21.22* 82,413 06 Aug 2021 Direct F1, F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PSNL Stock Option (Right to Buy) Options Exercise $0 -9,618 -18% $0.000000 44,728 06 Aug 2021 Common Stock 9,618 $1.84 Direct F5
transaction PSNL Stock Option (Right to Buy) Options Exercise $0 -5,946 -100% $0.000000* 0 06 Aug 2021 Common Stock 5,946 $0.4400 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes the following shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan: 1,331 shares of Common Stock acquired on October 30, 2020 and 538 shares of Common Stock acquired on April 30, 2021.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan by the reporting person.
F3 The weighted average sale price for the transaction reported was $21.18, and the range of prices were between $20.87 and $21.83. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
F4 The weighted average sale price for the transaction reported was $21.22, and the range of prices were between $20.87 and $21.83. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
F5 The Shares subject to the option are fully vested and exercisable.