Ronald B. Kalich Sr. - 06 Aug 2021 Form 4 Insider Report for SURMODICS INC (SRDX)

Role
Director
Signature
/s/ John Manders, on behalf of Ronald B. Kalich
Issuer symbol
SRDX
Transactions as of
06 Aug 2021
Net transactions value
-$21.84
Form type
4
Filing time
10 Aug 2021, 16:37:38 UTC
Previous filing
02 Jul 2021
Next filing
04 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRDX Common Stock Options Exercise $94,403 +4,430 +20% $21.31 26,681 06 Aug 2021 Direct
transaction SRDX Common Stock Tax liability $94,425 -1,663 -6.2% $56.78 25,018 06 Aug 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRDX Stock Option (right to buy) Options Exercise $0 -4,430 -100% $0.000000* 0 06 Aug 2021 Common Stock 4,430 $21.31 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount beneficially owned includes 8,738 restricted stock units (RSUs) that vest on service-based vesting dates and 9,863 DSUs that are vested upon issuance, each of which will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.
F2 Fully vested.