Aaron Easterly - 30 Jul 2021 Form 3 Insider Report for ROVER GROUP, INC.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
09 Aug 2021, 17:39:52 UTC
Next SEC filing
01 Oct 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Aaron Easterly

Key filing fact

Aaron Easterly filed Form 3 for ROVER GROUP, INC. on 09 Aug 2021.

Key facts

  • This page summarizes Aaron Easterly's Form 3 filing for ROVER GROUP, INC..
  • 0 reported transactions and 10 derivative rows are listed below.
  • Accepted by SEC: 09 Aug 2021, 17:39.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ROVR holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,785,800
Date
30 Jul 2021
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ROVR holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
30 Jul 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
996,686
Exercise price
$0.3600
Footnotes
F3, F4
ROVR holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
30 Jul 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
323,946
Exercise price
$0.3600
Footnotes
F3, F4
ROVR holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
30 Jul 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
192,091
Exercise price
$1.04
Footnotes
F4, F5
ROVR holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
30 Jul 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
648,310
Exercise price
$1.04
Footnotes
F4, F5
ROVR holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
30 Jul 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
96,690
Exercise price
$1.80
Footnotes
F4, F6
ROVR holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
30 Jul 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
889,899
Exercise price
$1.80
Footnotes
F4, F6
ROVR holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
30 Jul 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
50,234
Exercise price
$1.99
Footnotes
F4, F7
ROVR holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
30 Jul 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
1,225,528
Exercise price
$1.99
Footnotes
F4, F7
ROVR holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
30 Jul 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
1,162,257
Exercise price
$1.99
Footnotes
F4, F8
ROVR holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
30 Jul 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
46,702
Exercise price
$1.99
Footnotes
F4, F8
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 8 footnotes

Footnote F1

Reflects shares of Class A common stock, par value $0.0001, of Rover Group, Inc., f/k/a Nebula Caravel Acquisition Corp. (the "Issuer"), acquired on July 30, 2021, upon the completion of the merger (the "Merger") pursuant to the Business Combination Agreement, dated as of February 10, 2021, by and among the Issuer, Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Nebula Caravel Acquisition Corp., and A Place for Rover, Inc., a Delaware corporation ("Rover") (the "Business Combination Agreement").

Footnote F2

At the effective time of the Merger (the "Effective Time"), each share of Rover common stock and Rover preferred stock issued and outstanding immediately prior to the Effective Time was converted into the (i) right to receive 1.0379 shares of the Class A common stock of the Issuer, subject to rounding and (ii) the contingent right to receive the Earn Out Shares (as defined in the Business Combination Agreement) in accordance with Section 3.7 of the Business Combination Agreement.

Footnote F3

The shares subject to the option fully vested on November 11, 2018.

Footnote F4

At the Effective Time, each option was converted into the right to receive 1.2006 shares of the Class A common stock of the Issuer, subject to rounding.

Footnote F5

The shares subject to the option fully vested on December 16, 2020.

Footnote F6

1/48th of the total number of shares vested on March 15, 2018 and 1/48 vest monthly thereafter.

Footnote F7

1/48th of the total number of shares vested on April 1, 2020 and 1/48 vest monthly thereafter.

Footnote F8

This option was granted on April 25, 2019 and repriced on July 13, 2020. 1/48th of the total number of shares vested on May 1, 2019 and 1/48 vest monthly thereafter.

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