John B. Berding - Aug 5, 2021 Form 4 Insider Report for AMERICAN FINANCIAL GROUP INC (AFG)

Signature
John B. Berding by: Karl J. Grafe, as Attorney-in-Fact
Stock symbol
AFG
Transactions as of
Aug 5, 2021
Transactions value $
-$2,192,649
Form type
4
Date filed
8/9/2021, 04:48 PM
Previous filing
Jun 29, 2021
Next filing
Aug 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AFG Common Stock Options Exercise $270K +9K +25.24% $30.01 44.7K Aug 5, 2021 Direct
transaction AFG Common Stock Sale -$1.18M -9K -20.16% $131.10 35.7K Aug 5, 2021 Direct F1
transaction AFG Common Stock Options Exercise $90K +3K +8.41% $30.01 38.7K Aug 6, 2021 Direct
transaction AFG Common Stock Sale -$397K -3K -7.76% $132.22 35.7K Aug 6, 2021 Direct F2
transaction AFG Common Stock Sale -$976K -7.4K -51.75% $131.95 6.9K Aug 6, 2021 By Trust F3
holding AFG Common Stock 4.16K Aug 5, 2021 ESPP F4
holding AFG Common Stock 19.7K Aug 5, 2021 RASP 401(k) F5
holding AFG Common Stock 1.05K Aug 5, 2021 ESPP DRIP F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AFG Stock Option Exercise Options Exercise $0 -9K -41.42% $0.00 12.7K Aug 5, 2021 Common Stock 9K $30.01 Direct F7
transaction AFG Stock Option Exercise Options Exercise $0 -3K -23.57% $0.00 9.73K Aug 6, 2021 Common Stock 3K $30.01 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.5508 to $131.5021, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.18 to $132.27 inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.69 to $132.15, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F4 Shares owned by the reporting Person in the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of 12/31/2020.
F5 Represents amounts held by Reporting Person in a retirement plan of the Issuer based on a statement dated 12/31/2020.
F6 Represents ESPP DRIP shares previously reported as directly held and ESPP DRIP shares not previously reported. Shares reported reflect total ESPP DRIP shares held by reporting person as of the date of this filing.
F7 These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.
F8 These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.