Teresa Brophy Bair - 03 Aug 2021 Form 4 Insider Report for Athenex, Inc.

Role
General Counsel, SVP Admin.
Signature
Teresa Brophy Bair
Issuer symbol
N/A
Transactions as of
03 Aug 2021
Net transactions value
$0
Form type
4
Filing time
05 Aug 2021, 17:26:56 UTC
Next filing
19 Oct 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATNXQ Stock Option (Right to Buy) Award $0 +37,500 $0.000000 37,500 03 Aug 2021 Common Stock 37,500 $3.80 Direct F4
transaction ATNXQ Restricted Stock Units Award $0 +37,500 $0.000000 37,500 03 Aug 2021 Common Stock 37,500 Direct F5, F6
holding ATNXQ Stock Option (Right to Buy) 128,000 03 Aug 2021 Common Stock 128,000 $7.50 Direct
holding ATNXQ Stock Option (Right to Buy) 15,000 03 Aug 2021 Common Stock 15,000 $11.00 Direct
holding ATNXQ Stock Option (Right to Buy) 20,000 03 Aug 2021 Common Stock 20,000 $17.30 Direct F1
holding ATNXQ Stock Option (Right to Buy) 60,000 03 Aug 2021 Common Stock 60,000 $11.40 Direct F2
holding ATNXQ Stock Option (Right to Buy) 15,000 03 Aug 2021 Common Stock 15,000 $10.26 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option vests in four equal annual installments beginning on March 27, 2019.
F2 This option vests in four equal annual installments beginning on August 5, 2021.
F3 This option vests in four equal annual installments beginning on August 27, 2021.
F4 This option vests in four equal annual installments beginning on August 3, 2022.
F5 Each restricted stock unit represents a contingent right to receive one share of stock.
F6 The restricted stock units vest in four equal annual installments beginning on August 3, 2022.