Teresa Bair - Aug 3, 2021 Form 4 Insider Report for Athenex, Inc. (ATNXQ)

Role
General Counsel, SVP Admin.
Signature
Teresa Brophy Bair
Stock symbol
ATNXQ
Transactions as of
Aug 3, 2021
Transactions value $
$0
Form type
4
Date filed
8/5/2021, 05:26 PM
Next filing
Oct 19, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATNXQ Stock Option (Right to Buy) Award $0 +37.5K $0.00 37.5K Aug 3, 2021 Common Stock 37.5K $3.80 Direct F4
transaction ATNXQ Restricted Stock Units Award $0 +37.5K $0.00 37.5K Aug 3, 2021 Common Stock 37.5K Direct F5, F6
holding ATNXQ Stock Option (Right to Buy) 128K Aug 3, 2021 Common Stock 128K $7.50 Direct
holding ATNXQ Stock Option (Right to Buy) 15K Aug 3, 2021 Common Stock 15K $11.00 Direct
holding ATNXQ Stock Option (Right to Buy) 20K Aug 3, 2021 Common Stock 20K $17.30 Direct F1
holding ATNXQ Stock Option (Right to Buy) 60K Aug 3, 2021 Common Stock 60K $11.40 Direct F2
holding ATNXQ Stock Option (Right to Buy) 15K Aug 3, 2021 Common Stock 15K $10.26 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option vests in four equal annual installments beginning on March 27, 2019.
F2 This option vests in four equal annual installments beginning on August 5, 2021.
F3 This option vests in four equal annual installments beginning on August 27, 2021.
F4 This option vests in four equal annual installments beginning on August 3, 2022.
F5 Each restricted stock unit represents a contingent right to receive one share of stock.
F6 The restricted stock units vest in four equal annual installments beginning on August 3, 2022.