Robert J. Spiegel - Aug 3, 2021 Form 4 Insider Report for Athenex, Inc. (ATNXQ)

Role
Director
Signature
/s/Teresa Bair, Attorney-in-Fact
Stock symbol
ATNXQ
Transactions as of
Aug 3, 2021
Transactions value $
$0
Form type
4
Date filed
8/5/2021, 05:04 PM
Previous filing
Jul 1, 2021
Next filing
Oct 1, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATNXQ Stock Option (Right to Buy) Award $0 +8.75K $0.00 8.75K Aug 3, 2021 Common Stock 8.75K $3.80 Direct F2
transaction ATNXQ Restricted Stock Units Award $0 +8.75K $0.00 8.75K Aug 3, 2021 Common Stock 8.75K Direct F3, F4
holding ATNXQ Stock Option (Right to Buy) 7.29K Aug 3, 2021 Common Stock 7.29K $11.40 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option vests in four equal annual installments beginning on August 5, 2021.
F2 This option vests on August 3, 2022.
F3 Each restricted stock unit represents a contingent right to receive one share of stock.
F4 The restricted stock units vest on August 3, 2022.