Robert J. Spiegel - 03 Aug 2021 Form 4 Insider Report for Athenex, Inc.

Role
Director
Signature
/s/Teresa Bair, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
03 Aug 2021
Net transactions value
$0
Form type
4
Filing time
05 Aug 2021, 17:04:30 UTC
Previous filing
01 Jul 2021
Next filing
01 Oct 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATNXQ Stock Option (Right to Buy) Award $0 +8,750 $0.000000 8,750 03 Aug 2021 Common Stock 8,750 $3.80 Direct F2
transaction ATNXQ Restricted Stock Units Award $0 +8,750 $0.000000 8,750 03 Aug 2021 Common Stock 8,750 Direct F3, F4
holding ATNXQ Stock Option (Right to Buy) 7,292 03 Aug 2021 Common Stock 7,292 $11.40 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option vests in four equal annual installments beginning on August 5, 2021.
F2 This option vests on August 3, 2022.
F3 Each restricted stock unit represents a contingent right to receive one share of stock.
F4 The restricted stock units vest on August 3, 2022.