Robert Clifton Yates - 02 Aug 2021 Form 4 Insider Report for Ortho Clinical Diagnostics Holdings plc

Role
Director
Signature
/s/ Michael A. Schlesinger, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
02 Aug 2021
Net transactions value
-$7,273,435
Form type
4
Filing time
04 Aug 2021, 18:29:42 UTC
Next filing
04 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OCDX Ordinary Shares, $0.00001 par value Options Exercise $144,829 +23,062 +7.1% $6.28 346,942 02 Aug 2021 Direct
transaction OCDX Ordinary Shares, $0.00001 par value Sale $563,640 -25,551 -7.4% $22.06 321,391 02 Aug 2021 Direct F1, F2, F3
transaction OCDX Ordinary Shares, $0.00001 par value Sale $3,803,110 -176,149 -55% $21.59 145,242 03 Aug 2021 Direct F1, F2, F4
transaction OCDX Ordinary Shares, $0.00001 par value Sale $3,051,515 -140,042 -96% $21.79 5,200 04 Aug 2021 Direct F1, F2, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OCDX Stock Option Options Exercise $0 -23,062 -2.2% $0.000000 1,025,225 02 Aug 2021 Ordinary Shares, $0.00001 par value 23,062 $6.28 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 The Reporting Person undertakes to provide, upon request by the Securities Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4.
F3 Represents the weighted average sales price for the price increments ranging from $21.65 to $22.51.
F4 Represents the weighted average sales price for the price increments ranging from $21.18 to $21.94.
F5 Represents the weighted average sales price for the price increments ranging from $21.51 to $21.92.
F6 The stock option is fully vested and exercisable.