Robert Clifton Yates - Aug 2, 2021 Form 4 Insider Report for Ortho Clinical Diagnostics Holdings plc (OCDX)

Role
Director
Signature
/s/ Michael A. Schlesinger, Attorney-in-Fact
Stock symbol
OCDX
Transactions as of
Aug 2, 2021
Transactions value $
-$7,273,435
Form type
4
Date filed
8/4/2021, 06:29 PM
Next filing
Oct 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OCDX Ordinary Shares, $0.00001 par value Options Exercise $145K +23.1K +7.12% $6.28 347K Aug 2, 2021 Direct
transaction OCDX Ordinary Shares, $0.00001 par value Sale -$564K -25.6K -7.36% $22.06 321K Aug 2, 2021 Direct F1, F2, F3
transaction OCDX Ordinary Shares, $0.00001 par value Sale -$3.8M -176K -54.81% $21.59 145K Aug 3, 2021 Direct F1, F2, F4
transaction OCDX Ordinary Shares, $0.00001 par value Sale -$3.05M -140K -96.42% $21.79 5.2K Aug 4, 2021 Direct F1, F2, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OCDX Stock Option Options Exercise $0 -23.1K -2.2% $0.00 1.03M Aug 2, 2021 Ordinary Shares, $0.00001 par value 23.1K $6.28 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 The Reporting Person undertakes to provide, upon request by the Securities Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4.
F3 Represents the weighted average sales price for the price increments ranging from $21.65 to $22.51.
F4 Represents the weighted average sales price for the price increments ranging from $21.18 to $21.94.
F5 Represents the weighted average sales price for the price increments ranging from $21.51 to $21.92.
F6 The stock option is fully vested and exercisable.