Gladstone Sponsor, LLC - 04 Aug 2021 Form 3 Insider Report for Gladstone Acquisition Corp

Role
10%+ Owner
Signature
/s/ Peter Byrne, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
04 Aug 2021
Net transactions value
$0
Form type
3
Filing time
04 Aug 2021, 18:05:54 UTC
Next filing
20 Sep 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GSD Class B common stock 04 Aug 2021 Class A common stock 2,875,000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As described in the issuer's registration statement on Form S-1 (File No. 333-252916) under the heading "Description of Securities", the Class B common stock, par value $0.0001 per share, will automatically convert into Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
F2 David Gladstone controls the reporting person, and as such has voting and investment discretion with respect to the securities held by the reporting person and may be deemed to have beneficial ownership of the securities held directly by the reporting person.

Remarks:

No Table I securities beneficially owned. Exhibit List - Exhibit 24 - Power of Attorney