BENJAMIN A. HOROWITZ - 02 Aug 2021 Form 4 Insider Report for Okta, Inc. (OKTA)

Role: Director
Signature: /s/ Larissa Schwartz, attorney-in-fact of the Reporting Person
Issuer symbol: OKTA
Transactions as of: 02 Aug 2021
Net transactions value: -$19,730,819
Form type: 4
Filing time: 04 Aug 2021, 17:01:32 UTC
Previous filing: 08 Jul 2021
Next filing: 21 Jun 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	OKTA	Class A Common Stock	Sale	$482,825	-2,000	-0.31%	$241.41	634,969	02 Aug 2021	By Trust	F1, F2, F3
transaction	OKTA	Class A Common Stock	Sale	$2,011,476	-8,300	-1.3%	$242.35	626,669	02 Aug 2021	By Trust	F1, F3, F4
transaction	OKTA	Class A Common Stock	Sale	$2,391,413	-9,824	-1.6%	$243.43	616,845	02 Aug 2021	By Trust	F1, F3, F5
transaction	OKTA	Class A Common Stock	Sale	$859,735	-3,520	-0.57%	$244.24	613,325	02 Aug 2021	By Trust	F1, F3, F6
transaction	OKTA	Class A Common Stock	Sale	$3,088,438	-12,590	-2.1%	$245.31	600,735	02 Aug 2021	By Trust	F1, F3, F7
transaction	OKTA	Class A Common Stock	Sale	$6,323,766	-25,666	-4.3%	$246.39	575,069	02 Aug 2021	By Trust	F1, F3, F8
transaction	OKTA	Class A Common Stock	Sale	$4,002,771	-16,200	-2.8%	$247.08	558,869	02 Aug 2021	By Trust	F1, F3, F9
transaction	OKTA	Class A Common Stock	Sale	$471,922	-1,900	-0.34%	$248.38	556,969	02 Aug 2021	By Trust	F1, F3
transaction	OKTA	Class A Common Stock	Sale	$49,084	-200	-0.04%	$245.42	556,769	03 Aug 2021	By Trust	F1, F3, F10
transaction	OKTA	Class A Common Stock	Sale	$49,389	-200	-0.04%	$246.94	556,569	03 Aug 2021	By Trust	F1, F3, F11
holding	OKTA	Class A Common Stock						1,064	02 Aug 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	OKTA	Restricted Stock Units						862	02 Aug 2021	Class A Common Stock	862		Direct	F12, F13

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
F2	The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $240.81 to $241.77 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3	The reported securities are held directly by a family trust for which the Reporting Person is a trustee.
F4	The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $241.82 to $242.805 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5	The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $242.83 to $243.82 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6	The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $243.84 to $244.80 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7	The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $244.845 to $245.84 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8	The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $245.845 to $246.84 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9	The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.85 to $247.41 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10	The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $245.26 to $245.58 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11	The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.71 to $247.18 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12	Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F13	The RSUs vest in full on the earlier of June 17, 2022 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.