Neven Haltmayer - Aug 3, 2021 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP, Video R&D
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Stock symbol
HLIT
Transactions as of
Aug 3, 2021
Transactions value $
-$250,000
Form type
4
Date filed
8/4/2021, 04:18 PM
Previous filing
May 18, 2021
Next filing
Aug 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $78.5K +25K +14.85% $3.14 193K Aug 3, 2021 Direct
transaction HLIT Common Stock Sale -$250K -25K -12.93% $10.00 168K Aug 3, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Stock Option/Right to Buy Options Exercise -$78.5K -25K -100% $3.14 0 Aug 3, 2021 Common Stock 25K $3.14 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2020.