Thomas L. Ryan - Jul 30, 2021 Form 4 Insider Report for SERVICE CORP INTERNATIONAL (SCI)

Signature
Lori Spilde, Attorney-in-Fact for Thomas L. Ryan
Stock symbol
SCI
Transactions as of
Jul 30, 2021
Transactions value $
-$12,696,481
Form type
4
Date filed
8/3/2021, 06:21 PM
Previous filing
May 11, 2021
Next filing
Aug 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCI Common Stock Options Exercise $633K +36.4K +3.21% $17.41 1.17M Jul 30, 2021 Direct
transaction SCI Common Stock Sale -$2.27M -36.4K -3.11% $62.52 1.13M Jul 30, 2021 Direct F1
transaction SCI Common Stock Options Exercise $1.66M +72K +6.35% $23.00 1.21M Jul 30, 2021 Direct
transaction SCI Common Stock Sale -$4.54M -72K -5.97% $63.01 1.13M Jul 30, 2021 Direct F2
transaction SCI Common Stock Other -$8.18M -158K -13.93% $51.78 975K Aug 2, 2021 Direct F3
holding SCI Common Stock 158K Jul 30, 2021 By Three Children's Trusts F3
holding SCI Common Stock 424K Jul 30, 2021 By Deferred Compensation Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCI Employee Stock Option (right to buy) Options Exercise $0 +36.4K $0.00* 0 Jul 30, 2021 Common Stock 36.4K $17.41 Direct F4
transaction SCI Employee Stock Option (right to buy) Options Exercise $0 +72K +25.9% $0.00 350K Jul 30, 2021 Common Stock 72K $23.00 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were sold in multiple transactions at prices ranging from $62.35 to $62.84 per share on July 30, 2021. The $62.5238 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 The shares were sold in multiple transactions at prices ranging from $62.48 to $63.23 per share on July 30, 2021. The $63.0055 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 These shares were sold by reporting person to three trusts established for the benefit of his children. The transfer of the shares resulted in a decrease in the number of shares held by the reporting person directly and a corresponding increase in the number of shares held by the reporting person indirectly. Reporting person disclaims beneficial ownership of the shares.
F4 The option vested in three equal installments on February 11, 2015, 2016, and 2017.
F5 The option vested in three equal installments on February 10, 2016, 2017, and 2018.