Emily Fairbairn - Aug 3, 2021 Form 4 Insider Report for IN8BIO, INC. (INAB)

Role
Director, 10%+ Owner
Signature
/s/ Jason Minio, Attorney-in-Fact
Stock symbol
INAB
Transactions as of
Aug 3, 2021
Transactions value $
$1,000,000
Form type
4
Date filed
8/3/2021, 04:51 PM
Previous filing
Jul 29, 2021
Next filing
Nov 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction INAB Common Stock Conversion of derivative security +83.1K +1012.23% 91.3K Aug 3, 2021 See footnote F1, F2
transaction INAB Common Stock Conversion of derivative security +27.7K 27.7K Aug 3, 2021 See footnote F1, F3
transaction INAB Common Stock Conversion of derivative security +3.22M 3.22M Aug 3, 2021 See footnote F1, F4
transaction INAB Common Stock Purchase $1M +100K +3.1% $10.00* 3.32M Aug 3, 2021 See footnote F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction INAB Series A Preferred Stock Conversion of derivative security $0 -75.6K -100% $0.00* 0 Aug 3, 2021 Common Stock 83.1K See footnote F1, F2
transaction INAB Series A Preferred Stock Conversion of derivative security $0 -25.2K -100% $0.00* 0 Aug 3, 2021 Common Stock 27.7K See footnote F1, F3
transaction INAB Series A Preferred Stock Conversion of derivative security $0 -2.93M -100% $0.00* 0 Aug 3, 2021 Common Stock 3.22M See footnote F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Series A Preferred Stock was convertible at any time at the option of the holder, without payment of additional consideration, into Common Stock, on a 1.0997 for 1 basis, had no expiration date and automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering.
F2 The securities are held by Valley High Limited Partnership ("Valley High"). Emily Fairbairn is the sole managing partner of Valley High and has voting and investment power over the shares held by Valley High.
F3 The securities are held by Emily T. Fairbairn Roth IRA ("Roth IRA"). Emily Fairbairn exercises control over the Roth IRA, and as such, has voting and investment power over the shares held by the Roth IRA.
F4 The securities are held by Transcend Partners Opportunity Fund LLC ("Transcend"). Emily Fairbairn is the sole managing member of Transcend and has voting and investment power over the shares held by Transcend.