Barry S. Snyder - Jul 29, 2021 Form 4 Insider Report for Axalta Coating Systems Ltd. (AXTA)

Signature
/s/ Alex Tablin-Wolf, attorney-in-fact
Stock symbol
AXTA
Transactions as of
Jul 29, 2021
Transactions value $
-$34,477
Form type
4
Date filed
8/2/2021, 08:49 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXTA Common Shares Options Exercise +1.14K +2.4% 48.9K Jul 29, 2021 Direct F1
transaction AXTA Common Shares Tax liability -$8.41K -279 -0.57% $30.13 48.6K Jul 29, 2021 Direct F2
transaction AXTA Common Shares Sale -$26.1K -865 -1.78% $30.14 47.7K Jul 30, 2021 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXTA Restricted Stock Units Options Exercise $0 -1.14K -49.98% $0.00 1.15K Jul 29, 2021 Common Shares 1.15K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common shares on a one-for-one basis.
F2 Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.
F3 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
F4 The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.02 to $30.30. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 On July 29, 2019, the reporting person was granted 3,433 restricted stock units, vesting in three equal annual installments beginning on July 29, 2020.