John G. Morikis - Jul 29, 2021 Form 4 Insider Report for SHERWIN WILLIAMS CO (SHW)

Signature
Stephen J. Perisutti, Attorney-in-fact
Stock symbol
SHW
Transactions as of
Jul 29, 2021
Transactions value $
-$25,029,682
Form type
4
Date filed
8/2/2021, 05:36 PM
Next filing
Oct 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SHW Common Stock Options Exercise $19.9M +156K +56% $127.98 433K Jul 29, 2021 Direct
transaction SHW Common Stock Sale -$1.4M -4.87K -1.12% $287.60 428K Jul 29, 2021 Direct F1
transaction SHW Common Stock Sale -$14.4M -49.8K -11.63% $288.63 379K Jul 29, 2021 Direct F2
transaction SHW Common Stock Sale -$29.1M -101K -26.63% $289.13 278K Jul 29, 2021 Direct F3, F4
holding SHW Common Stock 55.9K Jul 29, 2021 Stock Plan F5
holding SHW Common Stock 13.2K Jul 29, 2021 By Grantor Retained Annuity Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SHW Employee Stock Option (Right to Buy) Options Exercise $0 -52.1K -100% $0.00* 0 Jul 29, 2021 Common Stock 52.1K $127.98 Direct
transaction SHW Employee Stock Option (Right to Buy) Options Exercise $0 -52.1K -100% $0.00* 0 Jul 29, 2021 Common Stock 52.1K $127.98 Direct
transaction SHW Employee Stock Option (Right to Buy) Options Exercise $0 -51.3K -100% $0.00* 0 Jul 29, 2021 Common Stock 51.3K $127.98 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $287.120 to $287.980 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $287.995 to $288.860 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $288.865 to $289.740 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4 Includes 6,153 shares of common stock previously reported as indirectly owned by the reporting person through a grantor retained annuity trust ("GRAT"), which were distributed to the reporting person since the date of his last report in accordance with the terms of the GRAT and are now directly owned by him. All amounts reported in this Form 4 have been adjusted to reflect The Sherwin-Williams Company's 3-for-1 stock split, effective March 31, 2021.
F5 Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company 401(k) Plan (formerly known as The Sherwin-Williams Company Employee Stock Purchase and Savings Plan) per the trustee's 6/30/2021 statement.