Brian J. Sereda - 02 Jul 2021 Form 4/A - Amendment Insider Report for Energous Corp (WATT)

Role
Senior Vice President & CFO
Signature
/s/ Bill Mannina, Attorney-in-Fact
Issuer symbol
WATT
Transactions as of
02 Jul 2021
Net transactions value
-$58,455
Form type
4/A - Amendment
Filing time
30 Jul 2021, 20:21:49 UTC
Date Of Original Report
07 Jul 2021
Previous filing
18 May 2021
Next filing
17 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WATT Common Stock Award $0 +43,505 +14% $0.000000 345,542 02 Jul 2021 Direct F1
transaction WATT Common Stock Sale $58,455 -21,570 -6.2% $2.71* 323,972 02 Jul 2021 Direct F2
holding WATT Common Stock 12,015 02 Jul 2021 By The Sereda Family Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares vested upon the achievement of certain performance criteria pursuant to performance-based restricted stock units granted to the Reporting Person on March 21, 2021 under the Issuer's 2015 Performance Share Unit Plan.
F2 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.
F3 The shares are held of record by Brian James Sereda and Denise Carole Sereda, Trustees of The Sereda Family Trust dated June 21, 2002.

Remarks:

This amendment to Form 4 includes the Reporting Person's acquisition of shares of the Issuer's Common Stock in connection with the settlement of vested performance-based restricted stock units on July 2, 2021, which was inadvertently omitted from the original Form 4 filed on July 7, 2021.