John F. Rex - Jul 29, 2021 Form 4 Insider Report for UNITEDHEALTH GROUP INC (UNH)

Role
EVP Chief Financial Officer
Signature
Faraz A. Choudhry, Attorney-in-Fact for John F. Rex
Stock symbol
UNH
Transactions as of
Jul 29, 2021
Transactions value $
-$15,591,261
Form type
4
Date filed
7/30/2021, 07:05 PM
Previous filing
Jul 1, 2021
Next filing
Sep 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNH Common Stock Options Exercise $3.04M +53K +48.41% $57.38* 162K Jul 29, 2021 Direct
transaction UNH Common Stock Tax liability -$12.3M -29.8K -18.36% $411.53 133K Jul 29, 2021 Direct
transaction UNH Common Stock Sale -$3.45M -8.38K -6.32% $411.84 124K Jul 29, 2021 Direct F1
transaction UNH Common Stock Sale -$2.91M -7.06K -5.69% $412.27 117K Jul 29, 2021 Direct F2
holding UNH Common Stock 12.3K Jul 29, 2021 By GRAT

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNH Non-qualified stock options (right to buy) Options Exercise $0 -53K -100% $0.00* 0 Jul 29, 2021 Common Stock 53K $57.38 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades ranging from $411.16 to $412.15 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2 This transaction was executed in multiple trades ranging from $412.16 to $412.50 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3 The non-qualified stock options vested at a rate of 25% annually on February 6 from the years 2014 through 2017.