John F. Rex - 29 Jul 2021 Form 4 Insider Report for UNITEDHEALTH GROUP INC (UNH)

Role
EVP Chief Financial Officer
Signature
Faraz A. Choudhry, Attorney-in-Fact for John F. Rex
Issuer symbol
UNH
Transactions as of
29 Jul 2021
Net transactions value
-$15,591,261
Form type
4
Filing time
30 Jul 2021, 19:05:39 UTC
Previous filing
01 Jul 2021
Next filing
23 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNH Common Stock Options Exercise $3,039,533 +52,972 +48% $57.38* 162,402 29 Jul 2021 Direct
transaction UNH Common Stock Tax liability $12,269,767 -29,815 -18% $411.53 132,587 29 Jul 2021 Direct
transaction UNH Common Stock Sale $3,449,555 -8,376 -6.3% $411.84 124,211 29 Jul 2021 Direct F1
transaction UNH Common Stock Sale $2,911,472 -7,062 -5.7% $412.27 117,149 29 Jul 2021 Direct F2
holding UNH Common Stock 12,331 29 Jul 2021 By GRAT

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNH Non-qualified stock options (right to buy) Options Exercise $0 -52,972 -100% $0.000000* 0 29 Jul 2021 Common Stock 52,972 $57.38 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades ranging from $411.16 to $412.15 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2 This transaction was executed in multiple trades ranging from $412.16 to $412.50 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3 The non-qualified stock options vested at a rate of 25% annually on February 6 from the years 2014 through 2017.