Anne T. Madden - Jul 29, 2021 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Role
SrVP and General Counsel
Signature
Su Ping Lu for Anne T. Madden
Stock symbol
HON
Transactions as of
Jul 29, 2021
Transactions value $
-$318,483
Form type
4
Date filed
7/30/2021, 04:10 PM
Next filing
Feb 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HON Common Stock Options Exercise +3.07K +10.58% 32K Jul 29, 2021 Direct F1
transaction HON Common Stock Tax liability -$318K -1.37K -4.28% $232.30 30.7K Jul 29, 2021 Direct
holding HON Common Stock 454 Jul 29, 2021 Held in 401(k) plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HON Restricted Stock Units Options Exercise $0 -3.07K -51.73% $0.00 2.86K Jul 29, 2021 Common Stock 3.07K Direct F1, F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Instrument converts to common stock on a one-for-one basis.
F2 All restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
F3 Includes the reinvestment of dividend equivalents into 292 additional restricted stock units.
F4 The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with installments vesting on July 29, 2019, July 29, 2021 and July 29, 2023.
F5 Excludes reinvestment of dividend equivalents during the vesting period.