William Tai-Wei Ho - 29 Jul 2021 Form 3 Insider Report for IN8BIO, INC. (INAB)

Role
President, CEO and CFO, Director
Signature
/s/ Jason Minio, Attorney-in-Fact
Issuer symbol
INAB
Transactions as of
29 Jul 2021
Net transactions value
$0
Form type
3
Filing time
29 Jul 2021, 21:39:44 UTC
Next filing
03 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding INAB Common Stock 2,289,430 29 Jul 2021 Direct
holding INAB Common Stock 73,000 29 Jul 2021 By child
holding INAB Common Stock 69,929 29 Jul 2021 By child
holding INAB Common Stock 36,500 29 Jul 2021 See footnote F1
holding INAB Common Stock 36,500 29 Jul 2021 See footnote F1
holding INAB Common Stock 36,500 29 Jul 2021 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding INAB Series A Preferred Stock 29 Jul 2021 Common Stock 3,070 By child F2
holding INAB Employee Stock Option (right to buy) 29 Jul 2021 Common Stock 182,500 $6.74 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held by a relative of the Reporting Person. The Reporting Person has voting power pursuant to a voting proxy.
F2 Each share of Series A Preferred Stock is convertible at any time at the option of the holder, without payment of additional consideration, into Common Stock, on a 1.0997 for 1 basis, has no expiration date and is expected to automatically convert into shares of Common Stock upon the closing of the Issuer's initial public offering.
F3 Twenty-five percent (25%) of the shares subject to the option shall vest on October 1, 2021, and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each such date.

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney