William Tai-Wei Ho - Jul 29, 2021 Form 3 Insider Report for IN8BIO, INC. (INAB)

Role
President, CEO and CFO, Director
Signature
/s/ Jason Minio, Attorney-in-Fact
Stock symbol
INAB
Transactions as of
Jul 29, 2021
Transactions value $
$0
Form type
3
Date filed
7/29/2021, 09:39 PM
Next filing
Aug 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding INAB Common Stock 2.29M Jul 29, 2021 Direct
holding INAB Common Stock 73K Jul 29, 2021 By child
holding INAB Common Stock 69.9K Jul 29, 2021 By child
holding INAB Common Stock 36.5K Jul 29, 2021 See footnote F1
holding INAB Common Stock 36.5K Jul 29, 2021 See footnote F1
holding INAB Common Stock 36.5K Jul 29, 2021 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding INAB Series A Preferred Stock Jul 29, 2021 Common Stock 3.07K By child F2
holding INAB Employee Stock Option (right to buy) Jul 29, 2021 Common Stock 183K $6.74 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held by a relative of the Reporting Person. The Reporting Person has voting power pursuant to a voting proxy.
F2 Each share of Series A Preferred Stock is convertible at any time at the option of the holder, without payment of additional consideration, into Common Stock, on a 1.0997 for 1 basis, has no expiration date and is expected to automatically convert into shares of Common Stock upon the closing of the Issuer's initial public offering.
F3 Twenty-five percent (25%) of the shares subject to the option shall vest on October 1, 2021, and the remaining shares subject to the option shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each such date.

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney