David V. Goeddel - Jul 29, 2021 Form 3 Insider Report for Tenaya Therapeutics, Inc. (TNYA)

Role
Director, 10%+ Owner
Signature
/s/ Leone Patterson Attorney-in-Fact for David V. Goeddel
Stock symbol
TNYA
Transactions as of
Jul 29, 2021
Transactions value $
$0
Form type
3
Date filed
7/29/2021, 07:32 PM
Previous filing
Jun 10, 2021
Next filing
Aug 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TNYA Common Stock 25.4K Jul 29, 2021 See Footnote F1
holding TNYA Common Stock 28.7K Jul 29, 2021 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TNYA Series A Preferred Stock Jul 29, 2021 Common Stock 3.73M See Footnote F1, F3
holding TNYA Series A Preferred Stock Jul 29, 2021 Common Stock 4.21M See Footnote F2, F3
holding TNYA Series B Preferred Stock Jul 29, 2021 Common Stock 473K See Footnote F1, F3
holding TNYA Series B Preferred Stock Jul 29, 2021 Common Stock 534K See Footnote F2, F3
holding TNYA Series C Preferred Stock Jul 29, 2021 Common Stock 189K See Footnote F1, F3
holding TNYA Series C Preferred Stock Jul 29, 2021 Common Stock 213K See Footnote F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities are directly held by The Column Group III, LP ("TCG III LP"). The Column Group III GP, LP ("TCG III GP") is the general partner of TCG III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG III GP are the Reporting Person, a member of the Issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "Managing Partners"). The Managing Partners may be deemed to share voting and investment power with respect to such shares. TCG III GP and each of the Managing Partners disclaim beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.
F2 The securities are directly held by The Column Group III-A, LP ("TCG III-A LP"). TCG III GP is the general partner of TCG III-A LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG III GP are the Managing Partners. The Managing Partners may be deemed to share voting and investment power with respect to such shares. TCG III GP and each of the Managing Partners disclaim beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.
F3 Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock will automatically convert into one share of common stock immediately prior to the completion of the Issuer's initial public offering, and has no expiration date.

Remarks:

Date set forth above represents the effective date of the Issuer's initial public offering.