Eli Casdin - 29 Jul 2021 Form 3 Insider Report for Tenaya Therapeutics, Inc. (TNYA)

Role
Director, 10%+ Owner
Signature
/s/Leone Patterson Attorney-in-Fact for Eli Casdin
Issuer symbol
TNYA
Transactions as of
29 Jul 2021
Net transactions value
$0
Form type
3
Filing time
29 Jul 2021, 19:31:07 UTC
Previous filing
28 Jul 2021
Next filing
04 Aug 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TNYA Series B Preferred Stock 29 Jul 2021 Common Stock 2,012,880 $0.000000 See Footnotes F1, F2, F3, F4
holding TNYA Series C Preferred Stock 29 Jul 2021 Common Stock 361,969 $0.000000 See Footnotes F1, F2, F3, F4
holding TNYA Series C Preferred Stock 29 Jul 2021 Common Stock 361,969 $0.000000 See Footnotes F1, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Series B Preferred Stock and Series C Preferred Stock will automatically convert into one share of common stock immediately prior to the completion of the Issuer's initial public offering, and has no expiration date.
F2 These shares are held directly by Casdin Partners Master Fund, L.P.(CPMF).
F3 Casdin Capital, LLC is the investment advisor to CPMF and CPGEF. Casdin Partners GP, LLC is the general partner of CPMF. Casdin Private Growth Equity Fund GP, LLC is the general partner of CPGEF. The Reporting Person is the managing member of Casdin Capital, LLC, Casdin Partners GP, LLC and Casdin Private Growth Equity Fund GP, LLC and may be deemed to have voting and investment power with respect to the shares. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any.
F4 The Reporting Person is a member of the Board of Directors of the Issuer. This report shall not be deemed an admission that the reporting person is the beneficial owner of any of the shares held by CPMF or CPGEF for Section 16 or any other purpose.
F5 These shares are held directly by Casdin Private Growth Equity Fund, L.P. (CPGEF).

Remarks:

Date set forth above represents the effective date of the Issuer's initial public offering