Timothy E. Rogan - Jul 19, 2021 Form 3 Insider Report for PATTERSON COMPANIES, INC. (PDCO)

Signature
Les B. Korsh, by Power of Attorney
Stock symbol
PDCO
Transactions as of
Jul 19, 2021
Transactions value $
$0
Form type
3
Date filed
7/28/2021, 06:45 PM
Next filing
Feb 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PDCO Common Stock 45.4K Jul 19, 2021 Direct F1
holding PDCO Common Stock 16.9K Jul 19, 2021 By ESOP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PDCO Employee Stock Options Jul 19, 2021 Common Stock 9.14K $29.91 Direct F3, F4
holding PDCO Employee Stock Options Jul 19, 2021 Common Stock 7.09K $30.77 Direct F5, F6
holding PDCO Employee Stock Options Jul 19, 2021 Common Stock 33.8K $22.25 Direct F7, F8
holding PDCO Employee Stock Options Jul 19, 2021 Common Stock 13.9K $24.21 Direct F9, F10
holding PDCO Employee Stock Options Jul 19, 2021 Common Stock 40K $56.66 Direct F11, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes an aggregate of 23,385 restricted stock units ("RSUs") awarded in the years 2017 through 2021 to Reporting Person pursuant to the Patterson Companies, Inc. Amended and Restated 2015 Omnibus Incentive Plan ("Plan"). The RSUs vest contingent upon continued employment as follows: 1,550 units vest on 8/1/2021, 9,183 units vest on 2/18/2022, 2,769 units vest on 7/1/2022, 3,181 units vest on 7/14/2022, 765 units vest on 7/19/2022, 609 units vest on 7/1/2023, 3,184 units vest on 7/14/2023, 765 units vest on 7/19/2023, 610 units vest on 7/1/2024 and 769 units vest on 7/19/2024.
F2 Represents shares of common stock indirectly held by the Report Person's Employee Stock Ownership Plan (ESOP) account through May 21, 2021.
F3 Stock options granted pursuant to the Plan on 7/19/2021.
F4 Options are exercisable as follows: 33.3% on 7/19/2022, 33.3% on 7/19/2023 and 33.4% on 7/19/2024.
F5 Stock options granted pursuant to the Plan on 7/1/2021.
F6 Options are exercisable as follows: 33.3% on 7/1/2022, 33.3% on 7/1/2023 and 33.4% on 7/1/2024.
F7 Stock options granted pursuant to the Plan on 7/1/2019.
F8 Options are exercisable as follows: 33% on 7/1/2020, 33% on 7/1/2021 and 34% on 7/1/2022.
F9 Stock options granted pursuant to the Plan on 8/1/2018.
F10 Options are exercisable as follows: 33.3% on 8/1/2019, 33.3% on 8/1/2020 and 33.4% on 8/1/2021.
F11 Stock options granted pursuant to the Patterson Companies, Inc. Amended and Restated Equity Incentive Plan on 7/1/2015.
F12 Options are exercisable as follows: 25% on 7/1/2018, 25% on 7/1/2019 and 50% on 7/1/2020.