Darius Adamczyk - Jul 25, 2021 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Role
Chairman and CEO, Director
Signature
Su Ping Lu for Darius Adamczyk
Stock symbol
HON
Transactions as of
Jul 25, 2021
Transactions value $
-$1,091,087
Form type
4
Date filed
7/27/2021, 07:34 PM
Previous filing
May 28, 2021
Next filing
Aug 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HON Common Stock Options Exercise +10.7K +7.68% 150K Jul 25, 2021 Direct F1
transaction HON Common Stock Tax liability -$1.09M -4.78K -3.19% $228.07 145K Jul 25, 2021 Direct
holding HON Common Stock 1.56K Jul 25, 2021 Held in 401(k) plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HON Restricted Stock Units Options Exercise $0 -10.7K -100% $0.00* 0 Jul 25, 2021 Common Stock 10.7K Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Instrument converts to common stock on a one-for-one basis.
F2 All restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
F3 Includes the reinvestment of dividend equivalents into 1,415 additional restricted stock units.
F4 The Restricted Stock Units were granted under the 2011 Stock Incentive Plan of Honeywell International Inc. and its Affiliates with 9,013 units vesting on July 25, 2017, 9,012 units vesting on July 25, 2019, and 9,287 units vesting on July 25, 2021.