Vimal Kapur - Jul 25, 2021 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Role
President & CEO, PMT
Signature
Su Ping Lu for Vimal Kapur
Stock symbol
HON
Transactions as of
Jul 25, 2021
Transactions value $
-$211,877
Form type
4
Date filed
7/27/2021, 07:30 PM
Next filing
Jul 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HON Common Stock Options Exercise +2.06K +11.53% 19.9K Jul 25, 2021 Direct F1
transaction HON Common Stock Tax liability -$212K -929 -4.67% $228.07 19K Jul 25, 2021 Direct
holding HON Common Stock 348 Jul 25, 2021 Held in 401(k) plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HON Restricted Stock Units Options Exercise $0 -2.06K -100% $0.00* 0 Jul 25, 2021 Common Stock 2.06K Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Instrument converts to common stock on a one-for-one basis.
F2 All restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
F3 Includes the reinvestment of dividend equivalents into 272 additional restricted stock units.
F4 The Restricted Stock Units were granted under the 2011 Stock Incentive Plan with 1,733 units vesting on July 25, 2017, 1,733 units vesting on July 25, 2019 and 1,787 units vesting on July 25, 2021.