Fritz Prinz - 22 Jul 2021 Form 4 Insider Report for QuantumScape Corp (QS)

Role
Director
Signature
/s/ Kevin Hettrich, Attorney-in-Fact
Issuer symbol
QS
Transactions as of
22 Jul 2021
Net transactions value
$0
Form type
4
Filing time
26 Jul 2021, 19:41:38 UTC
Next filing
03 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QS Class A Common Stock Conversion of derivative security +500,000 500,000 22 Jul 2021 Direct F1
transaction QS Class A Common Stock Conversion of derivative security +250,000 250,000 22 Jul 2021 By: Marie Helen Prinz 2019 Trust dated June 17, 2019 F1
transaction QS Class A Common Stock Conversion of derivative security +250,000 250,000 22 Jul 2021 By: Benedikt Prinz 2019 Trust dated June 17, 2019 F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QS Class B Common Stock Conversion of derivative security $0 -500,000 -6% $0.000000 7,890,327 22 Jul 2021 Class A Common Stock 500,000 Direct F1
transaction QS Class B Common Stock Conversion of derivative security $0 -250,000 -19% $0.000000 1,090,582 22 Jul 2021 Class A Common Stock 250,000 By: Marie Helen Prinz 2019 Trust dated June 17, 2019 F1
transaction QS Class B Common Stock Conversion of derivative security $0 -250,000 -19% $0.000000 1,090,582 22 Jul 2021 Class A Common Stock 250,000 By: Benedikt Prinz 2019 Trust dated June 17, 2019 F1
holding QS Class B Common Stock 1,206,525 22 Jul 2021 Class A Common Stock 1,206,525 By: Gertrude Prinz Annuity Trust dated August 31, 2020 F1
holding QS Class B Common Stock 1,206,525 22 Jul 2021 Class A Common Stock 1,206,525 By: Friedrich Prinz Annuity Trust dated August 31, 2020 F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.