Anthony Prentice - 22 Jul 2021 Form 4 Insider Report for Sema4 Holdings Corp. (WGS)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
26 Jul 2021, 18:39:15 UTC
Next SEC filing
05 Oct 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Daniel Clark, Attorney-in-Fact

Key filing fact

Anthony Prentice filed Form 4 for Sema4 Holdings Corp. (WGS) on 26 Jul 2021.

Key facts

  • This page summarizes Anthony Prentice's Form 4 filing for Sema4 Holdings Corp. (WGS).
  • 3 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 26 Jul 2021, 18:39.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

WGSWW transaction Derivative

Employee Stock Option (Right to Buy)

Award

Transaction value
Shares
+1,733,674
Change %
Price
Shares after
1,733,674
Date
22 Jul 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
1,733,674
Exercise price
$0.1529
Footnotes
F1, F2
WGSWW transaction Derivative

Employee Stock Option (Right to Buy)

Award

Transaction value
Shares
+449,871
Change %
Price
Shares after
449,871
Date
22 Jul 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
449,871
Exercise price
$0.7659
Footnotes
F1, F2
WGSWW transaction Derivative

Employee Stock Option (Right to Buy)

Award

Transaction value
Shares
+196,666
Change %
Price
Shares after
196,666
Date
22 Jul 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
196,666
Exercise price
$0.7659
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

6.25% of the total shares underlying the option vest in quarterly installments until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Footnote F2

Pursuant to the business combination between the Issuer (which was formerly known as CM Life Sciences, Inc.) and Mount Sinai Genomics, Inc. d/b/a Sema4 ("Sema4"), each share of Sema4 outstanding common stock was automatically converted into the right to shares of the Issuer's Class A Common Stock based on a 1 to 123.8338 exchange ratio ("Exchange Ratio"). In addition, each outstanding Sema4 equity award was automatically converted into a corresponding equity award of the Issuer based on the Exchange Ratio and with the same terms and vesting conditions as the Sema4 equity awards.

SEC remarks

The merger agreement provides that certain former stockholders and equity award holders of Sema4 will receive additional shares of the Issuer's Class A common stock and awards of restricted stock units upon the achievement of certain vesting conditions.

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