Jack Harrison - Jul 22, 2021 Form 4 Insider Report for ONE STOP SYSTEMS, INC. (OSS)

Role
Director
Signature
/s/ Jack Harrison
Stock symbol
OSS
Transactions as of
Jul 22, 2021
Transactions value $
$42,499
Form type
4
Date filed
7/26/2021, 05:34 PM
Previous filing
May 21, 2021
Next filing
Mar 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSS Common Stock Options Exercise $42.5K +19.8K +50.53% $2.15 58.9K Jul 22, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OSS Common Stock Purchase Warrant Options Exercise $0 -19.8K -100% $0.00* 0 Jul 22, 2021 Common Stock 19.8K $2.15 By LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person beneficially owns the total number of shares reported in this column both directly, as well as indirectly through Jacoma Investments, LLC ("Jacoma") as the sole manager of Jacoma.
F2 The Common Stock Purchase Warrant was held directly be Jacoma, and indirectly by the reporting person as the sole manager of Jacoma.