LOVP SBIC MANAGEMENT SERVICES, LLC - 20 Jul 2021 Form 3 Insider Report for CS Disco, Inc. (LAW)

Role
10%+ Owner
Signature
LOVP SBIC Management Services, LLC, By: /s/ Krishna Srinivasan, Its: Manager
Issuer symbol
LAW
Transactions as of
20 Jul 2021
Net transactions value
$0
Form type
3
Filing time
26 Jul 2021, 17:10:44 UTC
Next filing
27 Jul 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LAW Common Stock 952,719 20 Jul 2021 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LAW Series A Preferred Stock 20 Jul 2021 Common Stock 2,000,000 See footnote F1, F2
holding LAW Series A Preferred Stock 20 Jul 2021 Common Stock 2,000,000 See footnote F2, F3
holding LAW Series B Preferred Stock 20 Jul 2021 Common Stock 1,121,212 See footnote F1, F2
holding LAW Series C Preferred Stock 20 Jul 2021 Common Stock 1,132,334 See footnote F1, F2
holding LAW Series D Preferred Stock 20 Jul 2021 Common Stock 503,144 See footnote F1, F2
holding LAW Series D Preferred Stock 20 Jul 2021 Common Stock 655,412 See footnote F2, F4
holding LAW Series E Preferred Stock 20 Jul 2021 Common Stock 896,816 See footnote F2, F5
holding LAW Series F Preferred Stock 20 Jul 2021 Common Stock 201,931 See footnote F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities are directly held by LiveOak Venture Partners 1A, L.P. ("LVP 1A"). LOVP SBIC Management Services, L.L.C. ("SBIC GP") is the general partner of LVP 1A. Investment and voting decisions with respect to the shares held by LVP 1A are made by Krishna Srinivasan ("Srinivasan") and Venu Shamapant ("Shamapant"), acting as the managers of the general partner of LVP 1A. LVP 1A, SBIC GP and Shamapant disclaim beneficial ownership of the securities held by LVP 1A except to the extent of their respective pecuniary interests therein, if any.
F2 Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock is convertible at any time at the option of the holder, without payment of additional consideration, into Common Stock, on a one for one basis, has no expiration date and is expected to automatically convert into shares of Common Stock upon the closing of the Issuer's initial public offering.
F3 The securities are directly held by LiveOak Venture Partners I, L.P. ("LVP I"). LOVP GP I, L.P. ("LOVP GP I") is the general partner of LVP I. LOVP Upper Tier GP I, LLC ("LOVPUT GP I") is the general partner of LOVP GP I. Investment and voting decisions with respect to the shares held by the LVP I are made by Srinivasan and Shamapant, acting as the managers of LOVPUT GP I. LVP 1, LOVP GP I, LOVPUT GP I and Shamapant disclaim beneficial ownership of the securities held by LVP 1 except to the extent of their respective pecuniary interests therein, if any.
F4 The securities are directly held by LiveOak I Co-Invest L.P. ("LICI"). LOVP TDA GP, LP ("LOVP TDA GP") is the general partner of LICI. LOVPUT GP I is the general partner of LOVP TDA GP. Investment and voting decisions with respect to the shares held by the LICI are made by Srinivasan and Shamapant, acting as the managers of LOVPUT GP I. LICI, LOVP TDA GP, LOVPUT GP I and Shamapant disclaim beneficial ownership of the securities held by LICI except to the extent of their respective pecuniary interests therein, if any.
F5 The securities are directly held by LiveOak I Co-Invest II L.P. ("LICI II"). LOVP TDA GP is the general partner of LICI II. LOVPUT GP I is the general partner of LOVP TDA GP. Investment and voting decisions with respect to the shares held by the LICI II are made by Srinivasan and Shamapant, acting as the managers of LOVPUT GP I. LICI II, LOVP TDA GP, LOVPUT GP I and Shamapant disclaim beneficial ownership of the securities held by LICI II except to the extent of their respective pecuniary interests therein, if any.
F6 The securities are directly held by LiveOak I Co-Invest IV LP ("LICI IV"). LiveOak Co-Invest GP, LLC ("LICI GP") is the general partner of LICI IV. Investment and voting decisions with respect to the shares held by the LICI IV are made by Srinivasan and Shamapant, acting as the managers of the ultimate general partner of LICI IV. LICI IV, LICI GP and Shamapant disclaim beneficial ownership of the securities held by LICI IV except to the extent of their respective pecuniary interests therein, if any.