Eric Cantor - Jul 22, 2021 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Stock symbol
MC
Transactions as of
Jul 22, 2021
Transactions value $
-$86,430
Form type
4
Date filed
7/23/2021, 06:39 PM
Previous filing
Jun 22, 2021
Next filing
Sep 21, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +3.26K +2.92% 115K Jul 22, 2021 Direct F1
transaction MC Class A Common Stock Tax liability -$86.4K -1.52K -1.33% $56.69 113K Jul 22, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2016 Incentive RSUs (June) Options Exercise $0 -1.35K -100% $0.00* 0 Jul 22, 2021 Class A Common Stock 1.35K Direct F2
transaction MC 2017 Incentive RSUs (June) Options Exercise $0 -748 -50% $0.00 748 Jul 22, 2021 Class A Common Stock 748 Direct F2
transaction MC 2018 Incentive RSUs (June) Options Exercise $0 -452 -33.33% $0.00 904 Jul 22, 2021 Class A Common Stock 452 Direct F2
transaction MC 2019 Incentive RSUs (June) Options Exercise $0 -707 -25% $0.00 2.12K Jul 22, 2021 Class A Common Stock 707 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 The RSUs were settled for Class A common stock on July 22, 2021.