Key facts
- This page summarizes Christopher K. Kramer's Form 4 filing for Okta, Inc. (OKTA).
- 5 reported transactions and 12 derivative rows are listed below.
- Accepted by SEC: 19 Jul 2021, 17:06.
Christopher K. Kramer - 15 Jul 2021 Form 4 Insider Report for Okta, Inc. (OKTA)
- Reporting relationship
- Chief Accounting Officer
- Issuer ticker
- OKTA
- Reported as of
- 15 Jul 2021
- Net transaction value
- -$809,719
- SEC form
- 4
- Accepted by SEC
- 19 Jul 2021, 17:06:11 UTC
- Prior SEC filing
- 17 Jun 2021
- Next SEC filing
- 17 Sep 2021
- Source filing
- View source filing
- Reporting owner signature
- Larissa Schwartz, attorney-in-fact of the Reporting Person
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Christopher K. Kramer filed Form 4 for Okta, Inc. (OKTA) on 19 Jul 2021.
Change
- Previous filing in this sequence was filed on 17 Jun 2021.
- Current net transaction value: -$809,719.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
OKTA
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +3,333
- Change %
- +34%
- Price
- $0.000000
- Shares after
- 13,142
- Date
- 15 Jul 2021
- Ownership
- Direct
OKTA
transaction
Class A Common Stock
Sale
- Transaction value
- $809,719
- Shares
- -3,333
- Change %
- -25%
- Price
- $242.94
- Shares after
- 9,809
- Date
- 15 Jul 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
OKTA
transaction
Derivative
Employee Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -3,333
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 6,668
- Date
- 15 Jul 2021
- Ownership
- Direct
- Underlying class
- Class B Common Stock
- Underlying amount
- 3,333
- Exercise price
- $9.74
- Footnotes
- F2
OKTA
transaction
Derivative
Class B Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +3,333
- Change %
- Price
- $0.000000
- Shares after
- 3,333
- Date
- 15 Jul 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 3,333
- Exercise price
- Footnotes
- F3
OKTA
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -3,333
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 15 Jul 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 3,333
- Exercise price
- Footnotes
- F3
OKTA
holding
Derivative
Employee Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,187
- Date
- 15 Jul 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 3,187
- Exercise price
- $103.69
- Footnotes
- F4
OKTA
holding
Derivative
Employee Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,590
- Date
- 15 Jul 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 7,590
- Exercise price
- $142.47
- Footnotes
- F5
OKTA
holding
Derivative
Employee Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,184
- Date
- 15 Jul 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 3,184
- Exercise price
- $274.96
- Footnotes
- F6
OKTA
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,487
- Date
- 15 Jul 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 4,487
- Exercise price
- Footnotes
- F7, F8
OKTA
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,799
- Date
- 15 Jul 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 2,799
- Exercise price
- Footnotes
- F7, F9
OKTA
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 792
- Date
- 15 Jul 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 792
- Exercise price
- Footnotes
- F7, F10
OKTA
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,470
- Date
- 15 Jul 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 2,470
- Exercise price
- Footnotes
- F7, F11
OKTA
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,937
- Date
- 15 Jul 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 1,937
- Exercise price
- Footnotes
- F7, F12
OKTA
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,348
- Date
- 15 Jul 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 1,348
- Exercise price
- Footnotes
- F7, F13
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 13 footnotes
Footnote F1
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
Footnote F2
The shares subject to the option are fully vested and exercisable by the Reporting Person.
Footnote F3
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Footnote F4
25% of the shares subject to the option vested on October 1, 2020, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
Footnote F5
25% of the shares subject to the option vested on February 1, 2021, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
Footnote F6
25% of the shares subject to the option shall vest on February 1, 2022, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
Footnote F7
Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.
Footnote F8
25% of the shares underlying the RSU vested on June 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
Footnote F9
25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
Footnote F10
25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
Footnote F11
25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
Footnote F12
6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
Footnote F13
25% of the shares underlying the RSU shall vest on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.