Lakshmi N. Mittal - Jul 14, 2021 Form 4 Insider Report for GOLDMAN SACHS GROUP INC (GS)

Role
Director
Signature
/s/ Beverly L. O'Toole, Attorney-in-fact
Stock symbol
GS
Transactions as of
Jul 14, 2021
Transactions value $
$0
Form type
4
Date filed
7/16/2021, 04:30 PM
Next filing
Oct 20, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GS Restricted Stock Units Award $0 +67 +5.24% $0.00 1.35K Jul 14, 2021 Common Stock, par value $0.01 per share 67 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.