Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | WOR | Common Shares | Options Exercise | $130K | +3.33K | +1.8% | $38.91 | 189K | Jul 13, 2021 | Direct | |
transaction | WOR | Common Shares | Options Exercise | $91.5K | +2.13K | +1.13% | $42.91 | 191K | Jul 13, 2021 | Direct | |
transaction | WOR | Common Shares | Sale | -$333K | -5.47K | -2.87% | $60.99 | 185K | Jul 13, 2021 | Direct | F1 |
transaction | WOR | Common Shares | Sale | -$246K | -4.03K | -2.18% | $61.00 | 181K | Jul 13, 2021 | Direct | F1 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | WOR | Non-qualified stock option (right to buy) | Options Exercise | $0 | -3.33K | -50% | $0.00 | 3.33K | Jul 13, 2021 | Common Shares | 3.33K | $38.91 | Direct | F2 |
transaction | WOR | Non-qualified stock option (right to buy) | Options Exercise | $0 | -2.13K | -100% | $0.00* | 0 | Jul 13, 2021 | Common Shares | 2.13K | $42.91 | Direct | F3 |
holding | WOR | Phantom Stock Acquired Under Deferred Compensation Plan | 9.4K | Jul 13, 2021 | Common Shares | Direct | F4, F5, F6, F7 |
Id | Content |
---|---|
F1 | The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth. |
F2 | This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/27/2021 and will vest 6/27/2022. |
F3 | This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 06/28/2020 and 06/28/2021. |
F4 | The account tracks common shares on a one-for-one basis. |
F5 | Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan"). |
F6 | The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc. |
F7 | The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on June 30, 2021. |