Elizabeth A. Barrett - 03 Jun 2020 Form 4/A - Amendment Insider Report for UroGen Pharma Ltd. (URGN)

Role
Chief Executive Officer
Signature
/s/ Jason Smith, Attorney-in-Fact
Issuer symbol
URGN
Transactions as of
03 Jun 2020
Net transactions value
$0
Form type
4/A - Amendment
Filing time
12 Jul 2021, 18:59:39 UTC
Date Of Original Report
04 Dec 2020
Previous filing
12 Jul 2021
Next filing
21 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction URGN Ordinary Shares Options Exercise +8,807 +5.6% 166,272 03 Jun 2020 Direct F1, F2
transaction URGN Ordinary Shares Options Exercise +8,807 +5.3% 175,079 03 Jul 2020 Direct F1, F2
transaction URGN Ordinary Shares Options Exercise +8,807 +5% 183,886 03 Aug 2020 Direct F1, F2
transaction URGN Ordinary Shares Options Exercise +8,807 +4.8% 192,693 03 Sep 2020 Direct F1, F2
transaction URGN Ordinary Shares Options Exercise +8,808 +4.6% 201,501 03 Oct 2020 Direct F1, F2
transaction URGN Ordinary Shares Options Exercise +8,808 +4.4% 210,309 03 Nov 2020 Direct F1, F2
transaction URGN Ordinary Shares Options Exercise +8,808 +4.2% 219,117 03 Dec 2020 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction URGN Restricted Stock Units Options Exercise $0 -8,807 -5% $0.000000 167,341 03 Jun 2020 Ordinary Shares 8,807 Direct F1, F2, F3
transaction URGN Restricted Stock Units Options Exercise $0 -8,807 -5.3% $0.000000 158,534 03 Jul 2020 Ordinary Shares 8,807 Direct F1, F2, F3
transaction URGN Restricted Stock Units Options Exercise $0 -8,807 -5.6% $0.000000 149,727 03 Aug 2020 Ordinary Shares 8,807 Direct F1, F2, F3
transaction URGN Restricted Stock Units Options Exercise $0 -8,807 -5.9% $0.000000 140,920 03 Sep 2020 Ordinary Shares 8,807 Direct F1, F2, F3
transaction URGN Restricted Stock Units Options Exercise $0 -8,808 -6.3% $0.000000 132,112 03 Oct 2020 Ordinary Shares 8,808 Direct F1, F2, F3
transaction URGN Restricted Stock Units Options Exercise $0 -8,808 -6.7% $0.000000 123,304 03 Nov 2020 Ordinary Shares 8,808 Direct F1, F2, F3
transaction URGN Restricted Stock Units Options Exercise $0 -8,808 -7.1% $0.000000 114,496 03 Dec 2020 Ordinary Shares 8,808 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020.
F2 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F3 On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years.