Anthony Fernando - Jul 3, 2021 Form 4 Insider Report for ASENSUS SURGICAL, INC. (ASXC)

Role: President and CEO, Director
Signature: /s/ Joshua Weingard, as attorney in fact for Anthony Fernando
Stock symbol: ASXC
Transactions as of: Jul 3, 2021
Transactions value $: -$3,312
Form type: 4
Date filed: 7/7/2021, 07:09 PM
Previous filing: Jun 10, 2021
Next filing: Feb 7, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ASXC	Common Stock	Options Exercise	$0	+2.57K	+0.79%	$0.00	327K	Jul 3, 2021	Direct	F1
transaction	ASXC	Common Stock	Tax liability	-$3.31K	-1.15K	-0.35%	$2.89^*	326K	Jul 3, 2021	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ASXC	Restricted Stock Units	Options Exercise	$0	-2.57K	-100%	$0.00^*	0	Jul 3, 2021	Common Stock	2.57K	$0.00	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Lapse of forfeiture restrictions on a grant of restricted stock units ("RSUs") awarded on October 31, 2018.
F2	This transaction represents the payment of a tax liability on the lapse of forfeiture restrictions on a derivative security and acquisition of the underlying shares.
F3	Lapse of forfeiture restrictions on the 2,565 RSUs from this grant made on October 31, 2018.