Anthony C. J. Fernando - 03 Jul 2021 Form 4 Insider Report for ASENSUS SURGICAL, INC.

Signature
/s/ Joshua Weingard, as attorney in fact for Anthony Fernando
Issuer symbol
N/A
Transactions as of
03 Jul 2021
Net transactions value
-$3,312
Form type
4
Filing time
07 Jul 2021, 19:09:45 UTC
Previous filing
10 Jun 2021
Next filing
07 Feb 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASXC Common Stock Options Exercise $0 +2,565 +0.79% $0.000000 327,385 03 Jul 2021 Direct F1
transaction ASXC Common Stock Tax liability $3,312 -1,146 -0.35% $2.89* 326,239 03 Jul 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASXC Restricted Stock Units Options Exercise $0 -2,565 -100% $0.000000* 0 03 Jul 2021 Common Stock 2,565 $0.000000 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Lapse of forfeiture restrictions on a grant of restricted stock units ("RSUs") awarded on October 31, 2018.
F2 This transaction represents the payment of a tax liability on the lapse of forfeiture restrictions on a derivative security and acquisition of the underlying shares.
F3 Lapse of forfeiture restrictions on the 2,565 RSUs from this grant made on October 31, 2018.