Elizabeth H. Eisenhardt - Jul 6, 2021 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
10%+ Owner
Signature
/s/ Parker B. Phillips, as Attorney-in-Fact
Stock symbol
LEVI
Transactions as of
Jul 6, 2021
Transactions value $
-$1,687,053
Form type
4
Date filed
7/6/2021, 06:25 PM
Previous filing
Jul 2, 2021
Next filing
Jul 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LEVI Class A Common Stock Sale -$844K -29.9K -100% $28.22 0 Jul 6, 2021 Trustee F1, F2, F3
transaction LEVI Class A Common Stock Conversion of derivative security $0 +29.9K $0.00 29.9K Jul 6, 2021 Trustee F3, F4
transaction LEVI Class A Common Stock Sale -$844K -29.9K -100% $28.22 0 Jul 6, 2021 Trustee F1, F2, F5
transaction LEVI Class A Common Stock Conversion of derivative security $0 +29.9K $0.00 29.9K Jul 6, 2021 Trustee F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Class B Common Stock Conversion of derivative security $0 -29.9K -0.75% $0.00 3.97M Jul 6, 2021 Class A Common Stock 29.9K Trustee F3, F4
transaction LEVI Class B Common Stock Conversion of derivative security $0 -29.9K -0.77% $0.00 3.86M Jul 6, 2021 Class A Common Stock 29.9K Trustee F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
F2 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.000 to $28.520 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 These shares are held by the Elizabeth H. Eisenhardt 2012 Trust A for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
F4 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F5 These shares are held by the Elizabeth H. Eisenhardt 2012 Trust B for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.