Jun Hong Heng - Jul 1, 2021 Form 4 Insider Report for Luminar Technologies, Inc./DE (LAZR)

Role
Director
Signature
/s/ Alan Prescott, as Attorney-in-Fact
Stock symbol
LAZR
Transactions as of
Jul 1, 2021
Transactions value $
$99,990
Form type
4
Date filed
7/6/2021, 06:24 PM
Previous filing
Jun 14, 2021
Next filing
Aug 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LAZR Class A Common Stock Purchase $100K +4.55K +1.44% $22.00 319K Jul 1, 2021 By Heng Zhao JT Revocable Trust F1
holding LAZR Class A Common Stock 5.14K Jul 1, 2021 By CC Holdings IV, LLC F2
holding LAZR Class A Common Stock 842K Jul 1, 2021 By Crescent Cove Capital II LP F2
holding LAZR Class A Common Stock 657K Jul 1, 2021 By Crescent Cove Opportunity Fund LP F2
holding LAZR Class A Common Stock 258K Jul 1, 2021 By Crescent Cove Opportunity Fund B LP F2
holding LAZR Class A Common Stock 1K Jul 1, 2021 By Crescent Cove Luminar SPV LLC F2
holding LAZR Class A Common Stock 569K Jul 1, 2021 By Crescent Cove Capital I LP F2
holding LAZR Class A Common Stock 18.6K Jul 1, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Heng is co-trustee of the Heng Zhao JT Revocable Trust.
F2 Crescent Cove Capital GP, LLC, Crescent Cove Capital II GP, LLC, and Crescent Cove Opportunity GP, LP (collectively "General Partner") are the general partner of the Crescent Cove entities. Crescent Cove Capital Management, LLC and Crescent Cove Advisors, LP (collectively "Investment Manager") are the investment manager of the Crescent Cove entities. Mr. Heng is the managing member of the General Partner and the Investment Manager of Crescent Cove entities, and therefore, may be deemed to hold voting and dispositive power over the shares held by Crescent Cove entities.