Jun Hong Heng - 09 Jun 2021 Form 3/A - Amendment Insider Report for Luminar Technologies, Inc./DE (LAZR)

Role
Director
Signature
/s/ Alan Prescott, as Attorney-in-Fact
Issuer symbol
LAZR
Transactions as of
09 Jun 2021
Net transactions value
$0
Form type
3/A - Amendment
Filing time
06 Jul 2021, 18:23:26 UTC
Date Of Original Report
14 Jun 2021
Next filing
14 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LAZR Class A Common Stock 5,141 09 Jun 2021 By CC Holdings IV, LLC F1
holding LAZR Class A Common Stock 842,366 09 Jun 2021 By Crescent Cove Capital II, LP F1
holding LAZR Class A Common Stock 656,713 09 Jun 2021 By Crescent Cove Opportunity Fund LP F1
holding LAZR Class A Common Stock 257,538 09 Jun 2021 By Crescent Cove Opportunity Fund B LP F1
holding LAZR Class A Common Stock 1,000 09 Jun 2021 By Crescent Cove Luminar SPV LLC F1
holding LAZR Class A Common Stock 568,800 09 Jun 2021 By Crescent Cove Capital I LP F1
holding LAZR Class A Common Stock 314,625 09 Jun 2021 By Heng Zhao JT Revocable Trust F2
holding LAZR Class A Common Stock 18,559 09 Jun 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Crescent Cove Capital GP, LLC, Crescent Cove Capital II GP, LLC, and Crescent Cove Opportunity GP, LP (collectively "General Partner") are the general partner of the Crescent Cove entities. Crescent Cove Capital Management, LLC and Crescent Cove Advisors, LP (collectively "Investment Manager") are the investment manager of the Crescent Cove entities. Mr. Heng is the managing member of General Partner and Investment Manager, and therefore, may be deemed to hold voting and dispositive power over the shares held by the Crescent Cove entities.
F2 Mr. Heng is co-trustee of the Heng Zhao JT Revocable Trust.