Josef Matosevic - 01 Jul 2021 Form 4 Insider Report for HELIOS TECHNOLOGIES, INC. (HLIO)

Signature
/s/ Melanie M. Nealis, Attorney-in-Fact for Josef Matosevic
Issuer symbol
HLIO
Transactions as of
01 Jul 2021
Net transactions value
-$172,118
Form type
4
Filing time
06 Jul 2021, 16:42:07 UTC
Next filing
04 Jan 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIO Common Stock Options Exercise $0 +1,709 $0.000000 1,709 01 Jul 2021 Direct
transaction HLIO Common Stock Options Exercise $0 +5,833 +341% $0.000000 7,542 01 Jul 2021 Direct
transaction HLIO Common Stock Tax liability $172,118 -2,201 -29% $78.20 5,341 01 Jul 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIO Restricted Stock Units Options Exercise $0 -1,709 -33% $0.000000 3,418 01 Jul 2021 Common Stock 1,709 $0.000000 Direct F2
transaction HLIO Restricted Stock Units Options Exercise $0 -5,833 -33% $0.000000 11,667 01 Jul 2021 Common Stock 5,833 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by the issuer to satisfy federal tax withholding obligations on vesting of Restricted Stock Units.
F2 Each RSU Granted to reporting person on 7/1/2020 represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33/1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.