Josef Matosevic - Jul 1, 2021 Form 4 Insider Report for HELIOS TECHNOLOGIES, INC. (HLIO)

Signature
/s/ Melanie M. Nealis, Attorney-in-Fact for Josef Matosevic
Stock symbol
HLIO
Transactions as of
Jul 1, 2021
Transactions value $
-$172,118
Form type
4
Date filed
7/6/2021, 04:42 PM
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIO Common Stock Options Exercise $0 +1.71K $0.00 1.71K Jul 1, 2021 Direct
transaction HLIO Common Stock Options Exercise $0 +5.83K +341.31% $0.00 7.54K Jul 1, 2021 Direct
transaction HLIO Common Stock Tax liability -$172K -2.2K -29.18% $78.20 5.34K Jul 1, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIO Restricted Stock Units Options Exercise $0 -1.71K -33.33% $0.00 3.42K Jul 1, 2021 Common Stock 1.71K $0.00 Direct F2
transaction HLIO Restricted Stock Units Options Exercise $0 -5.83K -33.33% $0.00 11.7K Jul 1, 2021 Common Stock 5.83K $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by the issuer to satisfy federal tax withholding obligations on vesting of Restricted Stock Units.
F2 Each RSU Granted to reporting person on 7/1/2020 represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33/1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.