Jason L. Morgan - Jul 1, 2021 Form 4 Insider Report for HELIOS TECHNOLOGIES, INC. (HLIO)

Signature
/s/ Melanie M. Nealis, Attorney-in-Fact for Jason L. Morgan
Stock symbol
HLIO
Transactions as of
Jul 1, 2021
Transactions value $
-$13,607
Form type
4
Date filed
7/6/2021, 04:39 PM
Previous filing
Jul 6, 2021
Next filing
Sep 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIO Common Stock Options Exercise $0 +713 +86.62% $0.00 1.54K Jul 1, 2021 Direct F1
transaction HLIO Common Stock Tax liability -$13.6K -174 -11.33% $78.20 1.36K Jul 1, 2021 Direct F2
holding HLIO Common Stock 24.7 Jul 1, 2021 By 401(k) Plan Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIO Restricted Stock Units Options Exercise $0 -713 -100% $0.00* 0 Jul 1, 2021 Common Stock 713 $0.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (30.9106 during the quarter ended June 30, 2021).
F2 Shares withheld by the issuer to satisfy federal tax withholding obligations on vesting of Restricted Stock Units.
F3 Reflects the current allocation of shares under the Helios Technologies Inc 401(K) Retirement Plan.
F4 Each RSU granted to reporting person on 7/1/2020 represents the right to receive, following vesting, one share of Common Stock. Unless earlier accelerated or forfeited under the terms of the RSU granted to reporting person on 7/1/2020, 100% of the awards vest and convert into Common Stock one year from the grant date.