Patrick Mercer - Jun 30, 2021 Form 4 Insider Report for IRIDEX CORP (IRIX)

Role
COO
Signature
/s/ Nilo De Castro, Attorney-in-Fact for Patrick Mercer
Stock symbol
IRIX
Transactions as of
Jun 30, 2021
Transactions value $
-$23,045
Form type
4
Date filed
7/2/2021, 04:43 PM
Previous filing
Jun 1, 2021
Next filing
Aug 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IRIX Common Stock Tax liability -$12.7K -1.8K -5.31% $7.06 32.1K Jun 30, 2021 Direct F1
transaction IRIX Common Stock Tax liability -$10.3K -1.46K -4.54% $7.08 30.7K Jul 1, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.