Mark Pearson - 01 Jul 2021 Form 4 Insider Report for Equitable Holdings, Inc. (EQH)

Reporting relationship: President and CEO, Director
Issuer ticker: EQH
Reported as of: 01 Jul 2021
Net transaction value: -$456,800
SEC form: 4
Accepted by SEC: 02 Jul 2021, 16:12:41 UTC
Prior SEC filing: 08 Jun 2021
Next SEC filing: 03 Aug 2021
Source filing: View source filing
Reporting owner signature: /s/ Ralph Petruzzo as attorney-in-fact for Mark Pearson

Key filing fact

Mark Pearson filed Form 4 for Equitable Holdings, Inc. (EQH) on 02 Jul 2021.

Key facts

This page summarizes Mark Pearson's Form 4 filing for Equitable Holdings, Inc. (EQH).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 02 Jul 2021, 16:12.

Change

Previous filing in this sequence was filed on 08 Jun 2021.
Current net transaction value: -$456,800.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EQH transaction

Common Stock

Sale

Transaction value: $456,800
Shares: -15,000
Change %: -3.6%
Price: $30.45
Shares after: 406,078
Date: 01 Jul 2021
Ownership: Direct
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021.

Footnote F2

This transaction was executed in multiple trades at prices ranging from $30.3300 to $30.6700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F3

Total includes RSUs.