Todd Stein - Jul 1, 2021 Form 4 Insider Report for Spok Holdings, Inc (SPOK)

Role
Director
Signature
/TODD J. STEIN/
Stock symbol
SPOK
Transactions as of
Jul 1, 2021
Transactions value $
$26,243
Form type
4
Date filed
7/2/2021, 04:08 PM
Next filing
Oct 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPOK Common Stock Award $15K +1.56K +8.53% $9.62 19.8K Jul 1, 2021 Direct
transaction SPOK Common Stock Award $11.2K +1.17K +5.89% $9.62 21K Jul 1, 2021 Direct F1
transaction SPOK Common Stock Award $0 0 0% $0.00* 512K Jul 1, 2021 Braeside Capital, L.P. F2
transaction SPOK Common Stock Award $0 0 0% $0.00* 553K Jul 1, 2021 Braeside Capital II, L.P. F3
transaction SPOK Common Stock Award $0 0 0% $0.00* 15.1K Jul 1, 2021 Braeside Investments, LLC F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The common stock represents the election to receive common stock in lieu of cash for the Director's quarterly fee.
F2 Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3 Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F4 Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.