Stephen J. Hemsley - Jun 29, 2021 Form 4 Insider Report for UNITEDHEALTH GROUP INC (UNH)

Role
Director
Signature
Faraz A. Choudhry, Attorney-in-Fact for Stephen J. Hemsley
Stock symbol
UNH
Transactions as of
Jun 29, 2021
Transactions value $
$0
Form type
4
Date filed
7/1/2021, 06:29 PM
Next filing
Jul 6, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNH Common Stock Award $0 +41.1 +0% $0.00 1M Jun 29, 2021 Direct F1, F2
transaction UNH Common Stock Gift $0 -157K -100% $0.00* 0 May 13, 2021 by GRAT5 F3
holding UNH Common Stock 326 Jun 29, 2021 by 401(k)
holding UNH Common Stock 327K Jun 29, 2021 by GRAT6 F4
holding UNH Common Stock 243K Jun 29, 2021 by GRAT7
holding UNH Common Stock 250K Jun 29, 2021 by GRAT8 F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents dividend equivalents paid on outstanding deferred stock units and restricted stock units. The dividend equivalents are subject to the same terms as the respective underlying units and are forfeited if such units do not vest.
F2 Includes 143,000 UNH shares transferred from the Grantor Retained Annuity Trust #5 to the reporting person to satisfy an annuity payment on May 7, 2021. Also reflects the transfer of 2,000 UNH shares from the reporting person to GRAT #6 on June 7, 2021, and 250,000 UNH shares from the reporting person to GRAT #8 on June 16, 2021. These transfers were exempt from Section 16 pursuant to Rule 16a-13.
F3 On May 7, 2021, 143,000 UNH shares held in GRAT #5 were distributed to the reporting person to satisfy an annuity payment and are reported as directly owned as set forth in footnote (2).
F4 Reflects the transfer of 2,000 UNH shares from the reporting person to GRAT #6 on June 7, 2021. This transfer was exempt from Section 16 pursuant to Rule 16a-13.
F5 Reflects the transfer of 250,000 UNH shares from the reporting person to GRAT #8 on June 16, 2021. This transfer was exempt from Section 16 pursuant to Rule 16a-13.