Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ELEV | Common Stock | Conversion of derivative security | $0 | +1.89M | +640% | $0.00 | 2.19M | Jun 29, 2021 | Direct | F1, F2 |
transaction | ELEV | Common Stock | Conversion of derivative security | $0 | +458K | +20.94% | $0.00 | 2.65M | Jun 29, 2021 | Direct | F1, F2 |
transaction | ELEV | Common Stock | Purchase | $3M | +188K | +7.08% | $16.00* | 2.83M | Jun 29, 2021 | Direct | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ELEV | Series A Preferred Stock | Conversion of derivative security | $0 | -8M | -100% | $0.00* | 0 | Jun 29, 2021 | Common Stock | 1.89M | Direct | F1, F2 | |
transaction | ELEV | Series B Preferred Stock | Conversion of derivative security | $0 | -1.94M | -100% | $0.00* | 0 | Jun 29, 2021 | Common Stock | 458K | Direct | F1, F2 |
Id | Content |
---|---|
F1 | The Shares of the Issuer's Preferred Stock automatically converted on a 4.225582-for-one basis into the number of shares of the Issuer's Common Stock in shown in column 7 immediately upon the closing of the Issuer's initial public offering, and had no expiration date. |
F2 | The securities are directly held by Aisling Capital IV, LP ("Aisling"). Aisling Capital Partners IV, LP ("Aisling GP"), is the general partner of Aisling, and Aisling Capital Partners IV LLC ("Aisling Partners"), is the general partner of Aisling GP. The managers of Aisling Partners are Dr. Andrew Schiff and Steve Elms and may share voting power and dispositive powers over securities held by Aisling, and as a result, may be deemed to have beneficial ownership over such securities. Each of the reporting persons disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. |