David A. Glazer - 28 Jun 2021 Form 4 Insider Report for Palantir Technologies Inc. (PLTR)

Role
Officer title: Chief Financial Officer and Treasurer
Signature
/s/ Justin V. Laubach, under power of attorney
Issuer symbol
PLTR
Transactions as of
28 Jun 2021
Net transactions value
-$200,520
Form type
4
Filing time
30 Jun 2021, 21:01:50 UTC
Previous filing
24 May 2021
Next filing
16 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLTR Class A Common Stock Options Exercise $42,480 +9,000 +0.33% $4.72 2,725,244 28 Jun 2021 Direct F1
transaction PLTR Class A Common Stock Sale $243,000 -9,000 -0.33% $27.00 2,716,244 28 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLTR Employee Stock Option (Right to buy) Options Exercise $0 -169 -100% $0.000000* 0 28 Jun 2021 Class A Common Stock 169 $4.72 Direct F1, F2
transaction PLTR Employee Stock Option (Right to buy) Options Exercise $0 -8,831 -6.1% $0.000000 135,169 28 Jun 2021 Class A Common Stock 8,831 $4.72 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All transactions listed in this Form 4 are related and represent one series of transactions undertaken pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person exercised vested Class A Common Stock options and immediately sold the shares of Class A Common Stock in the open market.
F2 The options exercised in this transaction were fully vested and exercisable as of the transaction date.

Remarks:

Officer title: Chief Financial Officer and Treasurer