Elizabeth Anne Fessenden - 29 Jun 2021 Form 4 Insider Report for AMPCO PITTSBURGH CORP (AP)

Role
Director
Signature
/s/ Rose Hoover for Elizabeth Fessenden (POA previously filed)
Issuer symbol
AP
Transactions as of
29 Jun 2021
Net transactions value
+$40,353
Form type
4
Filing time
30 Jun 2021, 10:11:33 UTC
Previous filing
02 Jun 2021
Next filing
19 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AP Common Stock Options Exercise $40,353 +15,721 +32% $2.57 64,638 29 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AP Series A Warrant (right to buy) Options Exercise $0 -35,218 -100% $0.000000* 0 29 Jun 2021 Common Stock 15,721 $2.57 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities issued upon conversion of the Series A Warrant are exempted from Section 16(b) pursuant to Rule 16b-3.
F2 Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock.