Carlos Dominguez - 25 Jun 2021 Form 4 Insider Report for Sprinklr, Inc. (CXM)

Role
Director
Signature
/s/ Jason Minio, Attorney-in-Fact
Issuer symbol
CXM
Transactions as of
25 Jun 2021
Net transactions value
$0
Form type
4
Filing time
29 Jun 2021, 21:09:13 UTC
Previous filing
22 Jun 2021
Next filing
03 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CXM Common Stock Other -2,237,122 -100% 0 25 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CXM Class B Common Stock Other $0 +2,237,122 $0.000000 2,237,122 25 Jun 2021 Class A Common Stock 2,237,122 Direct F1, F2
transaction CXM Stock Option (right to buy) Other $0 -22,917 -100% $0.000000* 0 25 Jun 2021 Common Stock 22,917 $3.73 Direct F1, F3
transaction CXM Stock Option (right to buy) Other $0 +22,917 $0.000000 22,917 25 Jun 2021 Class B Common Stock 22,917 $3.73 Direct F1, F3
transaction CXM Stock Option (right to buy) Other $0 -103,125 -100% $0.000000* 0 25 Jun 2021 Common Stock 103,125 $4.45 Direct F1, F4
transaction CXM Stock Option (right to buy) Other $0 +103,125 $0.000000 103,125 25 Jun 2021 Class B Common Stock 103,125 $4.45 Direct F1, F4
transaction CXM Stock Option (right to buy) Other $0 -112,500 -100% $0.000000* 0 25 Jun 2021 Common Stock 112,500 $4.93 Direct F1, F5
transaction CXM Stock Option (right to buy) Other $0 +112,500 $0.000000 112,500 25 Jun 2021 Class B Common Stock 112,500 $4.93 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
F2 Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria.
F3 One fourth (1/4th) of the shares subject to the option award vested on February 7, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
F4 One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on and a monthly basis commencing on January 10, 2020, then on the first day of each month thereafter, subject to the Reporting Person's continuous service.
F5 One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.